Kenneth Moraif, financial advisor Plano TX
61 score

Kenneth Moraif

CRD Number: 1934643
Current Firm: Money Matters With Ken Moraif

Kenneth Moraif (CRD# 1934643) is an Investment Advisor Representative working at Money Matters With Ken Moraif in Plano, TX and has over 27 years of experience in the finance industry. Kenneth Moraif has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mmwkm Advisors, LLC Plano, TX Mar 2011 - Current 5
Cambridge Investment Research Advisors, Inc. Fairfield, IA May 2009 - Jun 2011 2
Cambridge Investment Research, Inc. Fairfield, IA May 2009 - Dec 2010 1
Eagle Strategies, LLC Dallas, TX Jul 2001 - May 2009 7
Nylife Securities Inc. Dallas, TX Feb 1989 - May 2009 20
New York Life Dallas, TX Aug 1988 - May 2009 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1989
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kenneth A. Moraif
Phone Number: 469-246-3600
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    2,906
    MILLIONS
  • Total Number of Accounts
    15,613
    ACCOUNTS
  • Average Account Value
    $186,102
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, IA, IL, IN, KS, LA, MI, MN, MO, NC, NE, NH, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
61

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