Mark Wiggins, financial advisor Plano TX

Mark Wiggins

CRD Number: 4460867
Current Firm: Eagle Strategies LLC

Mark Wiggins (CRD# 4460867) is an Investment Advisor Representative working at Eagle Strategies LLC in Plano, TX and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Tri Wealth, LLC Plano, TX Feb 2024 - Current < 1
Eagle Strategies LLC Plano, TX Feb 2013 - Current 11
Wiggins Wealth Strategies Frisco, TX Apr 2008 - Current 16
Nylife Securities LLC Dallas, TX Oct 2001 - Current 22
New York Life Insurance Company Dallas, TX Sep 2001 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2002
S65 NASAA Investment Advisors Law Examination Jan 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark D. Wiggins
Phone Number: (888) 695-3245
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    20,358
    MILLIONS
  • Total Number of Accounts
    95,287
    ACCOUNTS
  • Average Account Value
    $213,647
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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