Rodney BrowningCRD Number: 4545965
Current Firm: Td Ameritrade, Inc.
Rodney Browning (CRD# 4545965) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Plano, TX and has over 15 years of experience in the finance industry.
Khp Capital LLC
Vanderpal Capital Management LLC
Summit Financial Group Inc.
|Td Ameritrade, Inc.||Plano, TX||Sep 2012 - Current||5|
|Bank Of America, Na||Arlington, TX||Sep 2009 - Aug 2012||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Arlington, TX||May 2008 - Aug 2012||4|
|Charles Schwab Bank N.a.||Fort Worth, TX||Feb 2005 - May 2008||3|
|Charles Schwab & Company, Inc.||Arlington, TX||Apr 2004 - May 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2002|
|S66||NASAA Uniform Combined State Law Examination||May 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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