Steven Wachs, financial advisor Plano TX
96 score

Steven Wachs

CRD Number: 1025803
Current Firm: Legacy Consulting Group

Steven Wachs (CRD# 1025803) is an Investment Advisor Representative working at Legacy Consulting Group in Plano, TX and has over 29 years of experience in the finance industry. Steven Wachs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Perryman Securities, Inc. Dallas, TX Jan 2004 - Current 12
Legacy Consulting Group Plano, TX Jan 1999 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1987
S65 NASAA Investment Advisors Law Examination Dec 1994
Contact Info for Steven G. Wachs
Phone Number: 972-599-4750
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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