Thomas Montgomery, financial advisor Plano TX
93 score

Thomas Montgomery

CRD Number: 5571240
Current Firm: Wealthstar Advisors, LLC

Thomas Montgomery (CRD# 5571240) is an Investment Advisor Representative working at Wealthstar Advisors, LLC in Plano, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Wealthstar Advisors, LLC Plano, TX Nov 2013 - Current 2
Ifp Plano, TX Jul 2012 - Current 4
Peregrine Diversified Investment Services Chicago, IL May 2011 - Jul 2012 1
World Equity Group Illinois, IL May 2011 - May 2012 1
Pdiv Chicago, IL Apr 2011 - May 2011 < 1
Ams Advisors LLC Austin, TX Nov 2010 - May 2011 < 1
Best Direct Securities, LLC Cedar Falls, IA Nov 2010 - May 2011 < 1
Brewer Financial Services, LLC Chicago, IL May 2009 - Nov 2010 1
Brewer Investment Advisors, LLC Chicago, IL May 2009 - Nov 2010 1
Brookstone Capital Management Wheaton, IL Jul 2008 - May 2009 < 1
Self-employed Dallas, TX Apr 2007 - May 2009 2
Henning Leeman Montgomery, LLC Dallas, TX Jan 2006 - Apr 2007 1
American Senior State Services Plano, TX Jun 2005 - Dec 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2009
S65 NASAA Investment Advisors Law Examination Jul 2008
Contact Info for Thomas E. Montgomery
Phone Number: 972-372-2935
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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