Thomas Kay (CRD# 1360575) is an Investment Advisor Representative working at Intervest International, Inc. in Colorado Springs, CO and has over 38 years of experience in the finance industry.
CRD# 6403098
Rfg Advisory, LLC
CRD# 2202065
Adelmann Financial, Inc.
CRD# 6728761
T. Rowe Price Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Intervest International Equities Corp | Colorado Springs, CO | Apr 2019 - Current | 5 |
| Washington National Insurance Company | Carmel, IN | Feb 2013 - Current | 11 |
| Safe Guard Dental | New Port Richey, FL | Apr 2004 - Current | 20 |
| Humana Health Insurance | Jacksonville, FL | Apr 2004 - Current | 20 |
| Aetna Insurance | New Port Richey, FL | Apr 2004 - Current | 20 |
| World Financial Group | Plant City, FL | Jun 2001 - Current | 22 |
| Transamerica Financial Advisors, Inc. | Plant City, FL | May 2017 - Apr 2018 | < 1 |
| Humana Health Care Plans | Louisville, KS | Jun 2013 - Apr 2017 | 3 |
| Transamerica Financial Advisors, Inc. | Plant City, FL | Jan 2012 - Dec 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1985 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management40MILLIONS
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Total Number of Accounts356ACCOUNTS
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Average Account Value$112,171
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