Thomas KayCRD Number: 1360575
Current Firm: Transamerica Financial Advisors, Inc.
Thomas Kay (CRD# 1360575) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Plant City, FL and has over 32 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Humana Health Care Plans||Louisville, KS||Jun 2013 - Current||4|
|Washington National Insurance Company||Carmel, IN||Feb 2013 - Current||4|
|Transamerica Financial Advisors, Inc.||Plant City, FL||Jan 2012 - Current||6|
|Safe Guard||Jacksonville, FL||Apr 2004 - Current||13|
|Humana Health Ins.||Jacksonville, FL||Apr 2004 - Current||13|
|Aetna||Jacksonville, FL||Apr 2004 - Current||13|
|World Financial Group||Plant City, FL||Jun 2001 - Current||16|
|Humana Health Insurance||Clearwater, FL||Jan 1995 - Current||23|
|Celtic Health Ins.||Jacksonville, FL||Apr 2004 - Dec 2013||9|
|Blue Cross & Blue Sheild||Jacksonville, FL||Apr 2004 - Dec 2013||9|
|Aflac||Jacksonville, FL||Apr 2004 - Dec 2013||9|
|Simply Health Care||Coral Gables, FL||Mar 2013 - Jun 2013||< 1|
|Universal Health Care||St Petersburg, FL||Aug 2012 - Mar 2013||< 1|
|Investment Advisors International, Inc.||Lakeland, FL||Nov 2008 - Jan 2012||3|
|World Group Securities||Lakeland, FL||Aug 2003 - Jan 2012||8|
|Various Health Corp||Jackson, FL||Jun 1999 - Feb 2010||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1985|
|S65||NASAA Investment Advisors Law Examination||Nov 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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