Lindell Douglas (CRD# 3176154) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Fort Lauderdale, FL and has over 25 years of experience in the finance industry. Lindell Douglas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 1235698
World Equity Group, Inc.
CRD# 6480437
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kovack Advisors, Inc. | Ft. Lauderdale, FL | Oct 2018 - Current | 5 |
| Kovack Securities | Ft. Lauderdale, FL | Oct 2018 - Current | 5 |
| J.w. Cole Financial, Inc. | Tampa, FL | Dec 2015 - Oct 2018 | 2 |
| J.w. Cole Advisors, Inc. | Tampa, FL | Dec 2015 - Oct 2018 | 2 |
| Ameriprise Financial Services, Inc. | Miami, FL | Aug 2000 - Dec 2015 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1999 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management4,288MILLIONS
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Total Number of Accounts18,409ACCOUNTS
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Average Account Value$232,920
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