Stavros Moforis, financial advisor Plantation FL
78 score

Stavros Moforis

CRD Number: 6044154
Current Firm: Principal Securities, Inc.

Stavros Moforis (CRD# 6044154) is an Investment Advisor Representative working at Principal Securities, Inc. in Plantation, FL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Lifecraft Plantation, FL Jun 2013 - Current 3
Principal Life Ins Co Plantation, FL Apr 2013 - Current 3
Princor Financial Services Corp Plantation, FL Apr 2013 - Current 3
Sentinel Financial Plantation, FL Apr 2013 - Current 3
Metlife Securities Inc. Plantation, FL Mar 2012 - Mar 2013 1
Sentinel Casualty Insurance Pembroke Pines, FL Apr 2010 - Mar 2012 1
Marathon Express Hollywood, FL Feb 2001 - Jan 2011 9
Peters Texaco, Inc. Hollywood, FL Jun 1986 - Jan 2011 24
Safeguard Casulaty Insurance Pembroke Pines, FL Sep 2009 - Apr 2010 < 1
Dms Insurance Hollywood, FL Dec 2008 - Sep 2009 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2012
S65 NASAA Investment Advisors Law Examination Jul 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Stavros Moforis
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • FL
  • GA
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78

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