Mark Ripley, financial advisor Glens Falls NY

Mark Ripley

CRD Number: 2798199
Current Firm: Lpl Financial LLC

Mark Ripley (CRD# 2798199) is an Investment Advisor Representative working at Lpl Financial LLC in Glens Falls, NY and has over 26 years of experience in the finance industry. Mark Ripley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Glens Falls, NY Jul 2011 - Current 12
Glens Falls National Bank Glensfall, NY Mar 2009 - Current 15
Uvest Financial Services Group, Inc. Charlotte, NC Mar 2009 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1997
S66 NASAA Uniform Combined State Law Examination Feb 2002
Contact Info for Mark G. Ripley
Phone Number: 704-733-3300
Registered State(s):
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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