Jana Cales, financial advisor Pleasant Grove UT
81 score

Jana Cales

CRD Number: 5291797
Current Firm: Raymond James Financial Services Advisors, Inc.

Jana Cales (CRD# 5291797) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Pleasant Grove, UT and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services, Inc. Pleasant Grove, UT Mar 2017 - Current 1
Raymond James Financial Services Advisors Inc. Pleasant Grove, UT Mar 2017 - Current 1
Wells Fargo Advisors Financial Network LLC Orem, UT May 2009 - Mar 2017 7
Wachovia Securities Financial Network, Llc (11025) Orem, UT Dec 2008 - May 2009 < 1
Merrill Lynch Pierce, Fenner & Smith Incorporated (7691) Provo, UT Feb 2007 - Dec 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jana K. Cales
Phone Number: 727-567-3020
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    81,239
    MILLIONS
  • Total Number of Accounts
    280,698
    ACCOUNTS
  • Average Account Value
    $289,416
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
81

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