Karen Barta (CRD# 6376747) is an Investment Advisor Representative working at Cbiz Investment Advisory Services, LLC in Pleasant Hill, CA and has over 9 years of experience in the finance industry.
CRD# 5263454
Cuso Financial Services, LP
CRD# 3036092
State Farm Investment Management Corp.
CRD# 1724292
Edward Jones
Company Name | Location | Dates | Years |
---|---|---|---|
Cbiz Investment Advisory Services | Cleveland, OH | Feb 2020 - Current | 4 |
Stephen James Butler LLC | Pleasant Hill, CA | Dec 2014 - Sep 2021 | 6 |
Pension Dynamics Securities Corporation | Pleasant Hill, CA | Nov 2009 - Sep 2021 | 11 |
Pension Dynamics Company LLC | Pleasant Hill, CA | Nov 2009 - Feb 2020 | 10 |
Stephen James Butler, Sole Proprietor | Pleasant Hill, CA | Nov 2009 - Dec 2014 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2014 |
S65 | NASAA Investment Advisors Law Examination | Dec 2014 |
S66 | NASAA Uniform Combined State Law Examination | Sep 2014 |
- CA
-
Total Assets Under Management8,859MILLIONS
-
Total Number of Accounts2,257ACCOUNTS
-
Average Account Value$3,925,320
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY
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