Atul Dubal, financial advisor Pleasanton CA

Atul Dubal

CRD Number: 1734157
Current Firm: Prudent Prospera Planning, Inc.

Atul Dubal (CRD# 1734157) is an Investment Advisor Representative working at Prudent Prospera Planning, Inc. in Pleasanton, CA and has over 36 years of experience in the finance industry. Atul Dubal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Prudent Prospera Planning, Inc. Pleasanton, CA Mar 2015 - Current 9
Insurance Agent/www.saveonterms.com Milpitas, CA May 2006 - Current 17
Foresters Equity Services, Inc. San Diego, CA Aug 2010 - Mar 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1987
S65 NASAA Investment Advisors Law Examination Jun 1996
S66 NASAA Uniform Combined State Law Examination Jun 2004
Contact Info for Atul C. Dubal
Phone Number: 925-523-3459
Registered State(s):
  • AZ
  • CA
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, LA, TX

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