Carol Wikle, financial advisor Pleasanton CA
96 score

Carol Wikle

CRD Number: 3140823
Current Firm: Mirador Capital Partners

Carol Wikle (CRD# 3140823) is an Investment Advisor Representative working at Mirador Capital Partners in Pleasanton, CA and has over 18 years of experience in the finance industry. Carol Wikle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mirador Capital Partners, LP Pleasanton, CA Jan 2015 - Current 2
Sanctuary Securities LLC San Francisco, CA Jul 2013 - Current 4
Sanctuary Wealth Advisors, LLC San Francisco, CA Jul 2013 - Jan 2015 1
Morgan Stanley Smith Barney Pleasanton, CA Jun 2009 - Jul 2013 4
Morgan Stanley & Company, Incorporated Pleasanton, CA Dec 2007 - Jul 2013 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland, CA Oct 1998 - Dec 2007 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 1999
Contact Info for Carol A. Wikle
Phone Number: 925-621-1000
Firm Website: http://www.miradorcp.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    199
    MILLIONS
  • Total Number of Accounts
    1,072
    ACCOUNTS
  • Average Account Value
    $185,624
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, HI, LA, OR, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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