David CaldwellCRD Number: 4502541
Current Firm: Transamerica Financial Advisors, Inc.
David Caldwell (CRD# 4502541) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Pleasanton, CA and has over 14 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Fairway Asset Management, Inc.
|County Of San Joaquin||French Camp, CA||Feb 2013 - Current||3|
|Transamerica Financial Advisors, Inc.||Pleasanton, CA||Jan 2012 - Current||4|
|David Caldwell||Acampo, CA||Sep 2001 - Current||15|
|World Financial Group, Inc.||Pleasanton, CA||Jun 2001 - Current||15|
|Investment Advisors International||Pleasanton, CA||Aug 2006 - Jan 2012||5|
|World Group Securities, Inc.||Pleasanton, CA||Jul 2004 - Jan 2012||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2002|
|S65||NASAA Investment Advisors Law Examination||Jun 2006|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV