Duy NguyenCRD Number: 4448701
Current Firm: Morgan Stanley
Duy Nguyen (CRD# 4448701) is an Investment Advisor Representative working at Morgan Stanley in Pleasanton, CA and has over 12 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Fairway Asset Management, Inc.
|Morgan Stanley Smith Barney||Walnut Creek, CA||Jun 2009 - Current||7|
|Morgan Stanley & Company, Incorporated||Vienna, VA||Apr 2007 - Current||9|
|Morgan Stanley Dw Inc.||Vienna, VA||Jul 2001 - Apr 2007||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2004|
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV