Howard Hertz (CRD# 3121323) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Pleasanton, CA and has over 25 years of experience in the finance industry. Howard Hertz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3262592
Captrust
CRD# 4105009
Lowery Thomas, LLC
CRD# 1245314
Wealth & Tax Planners LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Financial Specialists LLC | Schaumburg, IL | May 2021 - Current | 2 |
| Cetera Investment Advisers LLC | Schaumburg, IL | May 2021 - Current | 2 |
| Tri-valley Tax & Financial Services, Inc. | Heber City, UT | Aug 2019 - Current | 4 |
| Tri-valley Funding & Realty | Pleasanton, CA | Jan 2004 - Current | 20 |
| Cfs Income Tax | Simi Valley, CA | Jul 1995 - Current | 28 |
| Howard Hertz Enrolled Agent | Pleasanton, CA | Jun 1995 - Current | 28 |
| Avantax Insurance Agency, LLC | Pleasanton, CA | Aug 2017 - May 2021 | 3 |
| Avantax Investment Services, Inc. | Pleasanton, CA | Sep 1998 - May 2021 | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1998 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1999 |
- CA
- TX
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
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- Educational seminars/workshops
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