Ian Tang, financial advisor Pleasanton CA
93 score

Ian Tang

CRD Number: 1235433
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ian Tang (CRD# 1235433) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pleasanton, CA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland, CA Oct 2009 - Current 7
Banc Of America Investment Services, Inc. Oakland, CA Nov 2008 - Oct 2009 < 1
Banc Of America Insurance Services, Inc. Oakland, CA Nov 2008 - Oct 2009 < 1
Wachovia Securities, LLC Pleasanton, CA Feb 2007 - Nov 2008 1
Atlas Securities, Inc. San Leandro, CA Jan 2005 - Feb 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1991
S65 NASAA Investment Advisors Law Examination Dec 2006
Contact Info for Ian W. Tang
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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