James LoomisCRD Number: 1217302
Current Firm: Foresters Equity Services, Inc.
James Loomis (CRD# 1217302) is an Investment Advisor Representative working at Foresters Equity Services, Inc. in Pleasanton, CA and has over 20 years of experience in the finance industry. James Loomis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Three Bell Capital LLC
Blossom Wealth Management, LLC
Fairway Asset Management, Inc.
|Transamerica Financial Advisors||Walnut Creek, CA||Aug 2003 - Dec 2014||11|
|Brast Bellig Financial & Insurance Services||Walnut Creek, CA||May 1995 - Nov 2012||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1996|
Total Assets Under Management11MILLIONS
Total Number of Accounts125ACCOUNTS
Average Account Value$86,354
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV