Johnny RolandCRD Number: 5967908
Current Firm: Financial Life Focus, LLC
Johnny Roland (CRD# 5967908) is an Investment Advisor Representative working at Financial Life Focus, LLC in Pleasanton, CA and has over 11 years of experience in the finance industry. Johnny Roland has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lowery Thomas, LLC
Wealth & Tax Planners LLC
|Financial Life Focus, LLC||Pleasanton, CA||Feb 2020 - Current||3|
|Aspire Planning Associates, Inc.||Walnut Creek, CA||Aug 2015 - Dec 2019||4|
|Aspire Capital Management||Walnut Creek, CA||Aug 2011 - May 2016||4|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Oct 2011|
Total Assets Under Management312MILLIONS
Total Number of Accounts567ACCOUNTS
Average Account Value$549,559
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, FL, MA, NH, NJ, NY, PA, TX
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