Kevin Maas, financial advisor Pleasanton CA
83 score

Kevin Maas

CRD Number: 5283752
Current Firm: Charles Schwab & Company, Inc.

Kevin Maas (CRD# 5283752) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Pleasanton, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Cal Baseball Foundation Lafayette, CA Feb 2014 - Current 2
Pre-paid Legal Services, Inc. Ada, OK Mar 2007 - Current 9
Charles Schwab Bank Castro Valley, CA Feb 2007 - Current 9
Charles Schwab & Co, Inc. Castro Valley, CA Jan 2007 - Current 9
Castro Valley Sports Foundation Castro Valley, CA Feb 2009 - Feb 2012 3
Mab Celebrity Services Fairfield, NJ Feb 2007 - Feb 2007 < 1
Nationwide Financial Solutions, Inc. Rancho Cordova, CA Jan 2007 - Jan 2007 < 1
All Fund Mortgage Castro Valley, CA Aug 2004 - Jan 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kevin C. Maas
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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