Mark Arola, financial advisor Pleasanton CA

Mark Arola

CRD Number: 6600487
Current Firm: Ae Wealth Management, LLC

Mark Arola (CRD# 6600487) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Pleasanton, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ae Wealth Management, LLC Topeka, KS Aug 2020 - Current 3
Arola Associates Pleasanton, CA Jan 2007 - Current 17
J.w. Cole Advisors, Inc. Tampa, FL Apr 2019 - Aug 2020 1
Global Financial Private Capital, LLC Sarasota, FL Jan 2016 - Apr 2019 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2015
Contact Info for Mark S. Arola
Phone Number: 866-363-9595
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    21,801
    MILLIONS
  • Total Number of Accounts
    177,044
    ACCOUNTS
  • Average Account Value
    $123,137
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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