Brian RosemanCRD Number: 4276149
Current Firm: Shp Wealth Management, LLC
Brian Roseman (CRD# 4276149) is an Investment Advisor Representative working at Shp Wealth Management, LLC in Plymouth, MA and has over 17 years of experience in the finance industry.
Lpl Financial LLC
Mutual Of Omaha Investor Services, Inc.
Ameriprise Financial Services, LLC
|Shp Wealth Management, LLC||Plymouth, MA||Mar 2020 - Current||< 1|
|Shp Wealth Management||Plymouth, MA||Jun 2019 - Current||1|
|Hold Bros. Online Investment Services, LLC||Ledyard, CT||Jul 2009 - Current||11|
|S&p Oyster Company||Mystic, CT||Apr 2009 - Current||11|
|Kpmg LLP||Boston, MA||Jan 2010 - May 2019||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2003|
|S65||NASAA Investment Advisors Law Examination||Feb 2020|
Total Assets Under Management455MILLIONS
Total Number of Accounts3,043ACCOUNTS
Average Account Value$149,371
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
FL, MA, ME, NH, NY, RI, TX
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