Gerard Hayes, financial advisor Plymouth MA
83 score

Gerard Hayes

CRD Number: 1215742
Current Firm: Prospera Financial Services, Inc.

Gerard Hayes (CRD# 1215742) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Plymouth, MA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Prospera Financial Services, Inc. Dallas, TX Jan 2009 - Current 7
Banc Of America Investment Services, Inc. New Bedford, MA Oct 2004 - Jan 2009 4
Banc Of America Insurance Services, Inc. New Bedford, MA Oct 2004 - Jan 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
S65 NASAA Investment Advisors Law Examination Oct 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Gerard J. Hayes
Phone Number: 972-581-3000
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    1,366
    MILLIONS
  • Total Number of Accounts
    6,381
    ACCOUNTS
  • Average Account Value
    $214,022
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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