Kathleen Johnson (CRD# 1966517) is an Investment Advisor Representative working at Jacobi Capital Management, LLC in Berwyn, PA and has over 32 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Berwyn, PA | Sep 2022 - Current | 1 |
| Jacobi Capital Management, LLC | Berwyn, PA | Sep 2022 - Current | 1 |
| Mml Investors Services, LLC | Newtown Square, PA | Mar 2017 - Sep 2022 | 5 |
| Massachusetts Mutual Life Insurance Company | Springfield, MA | Jul 2016 - Sep 2022 | 6 |
| Metlife Securities | Plymouth Meeting, PA | Oct 2012 - Mar 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1991 |
| S65 | NASAA Investment Advisors Law Examination | May 2007 |
- PA
-
Total Assets Under Management1,692MILLIONS
-
Total Number of Accounts5,591ACCOUNTS
-
Average Account Value$302,709
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, CT, DC, DE, FL, GA, MA, MD, NC, NH, NJ, NY, OH, PA, SC, TX, VA, VT, WA, WV
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