David Maxwell, financial advisor Poland OH
90 score

David Maxwell

CRD Number: 5979473
Current Firm: Sagepoint Financial, Inc.

David Maxwell (CRD# 5979473) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Poland, OH and has over 4 years of experience in the finance industry.

Similar Advisors
Jennifer Wolfe, financial advisor Poland OH
Jennifer R. Wolfe
CRD# 4598231
Wealthcare Capital Management LLC
Score
106
Similar Advisors
Corey Altman, financial advisor Poland OH
Corey E. Altman
CRD# 6134311
Arnett Carbis Toothman Wealth Advisors LLC
Score
98
Similar Advisors
James Bailey, financial advisor Poland OH
James A. Bailey
CRD# 2726041
Willingdon Wealth Management LLC
Score
96
Company Name Location Dates Years
Bury Financial Group Poland, OH Apr 2012 - Current 4
Sagepoint Financial Poland, OH Apr 2012 - Current 4
Unemployed Canfield, OH Dec 2011 - Apr 2012 < 1
J Arnold & Associates Boardman, OH Aug 2011 - Dec 2011 < 1
Huntington National Bank Canfield, OH Aug 2010 - May 2011 < 1
Youngstown State University Youngstown, OH Aug 2008 - May 2011 2
Elliotts Garden Center Poland, OH May 2008 - Aug 2010 2
Warehouse Enterprise North Lima, OH May 2008 - Aug 2008 < 1
Baldwin Wallace University Berea, OH Aug 2007 - May 2008 < 1
South Range Local School North Lima, OH Apr 2002 - May 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2012
S65 NASAA Investment Advisors Law Examination Nov 2015
Contact Info for David A. Maxwell
Phone Number: 1-800-552-3319 EXT 2606
Registered State(s):
  • AR
  • CA
  • FL
  • HI
  • IL
  • IN
  • KY
  • MD
  • MA
  • NV
  • NC
  • TX
  • VA
  • OH
By the Numbers
  • Total Assets Under Management
    4,385
    MILLIONS
  • Total Number of Accounts
    23,011
    ACCOUNTS
  • Average Account Value
    $190,540
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.