Jacob BaumannCRD Number: 6204280
Current Firm: Edward Jones
Jacob Baumann (CRD# 6204280) is an Investment Advisor Representative working at Edward Jones in Polson, MT and has over 3 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Ubs Financial Services Inc.
Cetera Investment Advisers LLC
|Edward Jones||St Louis, MO||Jun 2013 - Current||3|
|Nothern Arizona University||Flagstaff, AZ||Aug 2011 - May 2013||1|
|Super Pawn||Flagstaff, AZ||Sep 2011 - Oct 2012||1|
|Baumann's Properties||Columbia Falls, MT||May 2010 - Aug 2011||1|
|Milk Run||Greenville, NY||Feb 2011 - May 2011||< 1|
|Country Meadow Farm||Schoharie, NY||May 2006 - Aug 2010||4|
|Stewarts Shops||Esperance, NY||Feb 2010 - May 2010||< 1|
|Schoharie Central School||Schoharie, NY||Sep 1996 - Jun 2009||12|
|Borst's Trees||Schoharie, NY||Apr 2007 - May 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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