Richard Groff (CRD# 2063024) is an Investment Advisor Representative working at Themoneymd.com, LLC in Peoria, AZ and has over 33 years of experience in the finance industry. Richard Groff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4607086
Origin Investment Advisory LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Moneymd.com LLC | Peoria, AZ | Oct 2017 - Current | 6 |
| Family Legacy Planning, LLC | Peoria, AZ | Aug 2012 - Current | 11 |
| Advisornet Wealth Management | Minneapolis, MN | Mar 2016 - Oct 2017 | 1 |
| Wealth Management International, Ltd. | Peoria, AZ | Mar 2010 - Nov 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1990 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- FL
- MT
- TX
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Total Assets Under Management14MILLIONS
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Total Number of Accounts82ACCOUNTS
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Average Account Value$174,146
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, FL, MT, TX
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