Harold Jones, financial advisor Pompano Beach FL
73 score

Harold Jones

CRD Number: 4438291
Current Firm: Pks Advisory Services, LLC

Harold Jones (CRD# 4438291) is an Investment Advisor Representative working at Pks Advisory Services, LLC in Pompano Beach, FL and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Pks Advisory Services, LLC Albany, NY Sep 2012 - Current 4
Purshe Kaplan Sterling Investments Albany, NY Sep 2012 - Current 4
H. Edward Jones, Cpa-pa Ft Lauderdale, FL Jan 1983 - Current 33
Cambridge Investment Research Inc. Fairfield, MI Feb 2002 - Aug 2012 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S65 NASAA Investment Advisors Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Harold E. Jones
Phone Number: (518) 426-5791
Firm Website: http://albanyadvisor.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    402
    MILLIONS
  • Total Number of Accounts
    2,443
    ACCOUNTS
  • Average Account Value
    $164,465
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MO, MS, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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