Richard Hiatt, financial advisor Pontiac IL
93 score

Richard Hiatt

CRD Number: 3078961
Current Firm: Wayne Hummer Investments LLC

Richard Hiatt (CRD# 3078961) is an Investment Advisor Representative working at Wayne Hummer Investments LLC in Pontiac, IL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Wayne Hummer Investments LLC Pontiac, IL Dec 2006 - Current 10
Focused Investments LLC Chicago, IL Mar 2000 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Jul 1999
Contact Info for Richard H. Hiatt
Phone Number: 312-431-1700
Firm Website: http://fcbadvisors.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    4,975
    MILLIONS
  • Total Number of Accounts
    4,895
    ACCOUNTS
  • Average Account Value
    $1,016,302
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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