Robert Whelan (CRD# 1836559) is an Investment Advisor Representative working at Lpl Financial LLC in Poplar Bluff, MO and has over 35 years of experience in the finance industry. Robert Whelan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1135088
Bagby Wealth Management
CRD# 1678155
Cambridge Investment Research Advisors, Inc.
CRD# 1674473
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Poplar Bluff, MO | Jan 2021 - Current | 3 |
| Robert J Whelan Cpa Pc | Poplar Bluff, MO | Aug 1988 - Current | 35 |
| Avantax Insurance Agency, LLC | Poplar Bluff, MO | Jan 2014 - Jan 2021 | 7 |
| Avantax Advisory Services | Poplar Bluff, MO | Apr 1994 - Jan 2021 | 26 |
| Avantax Investment Services, Inc. | Poplar Bluff, MO | Sep 1990 - Jan 2021 | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1988 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MO
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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