Frederick Azzurro, financial advisor Port Jefferson Station NY

Frederick Azzurro

CRD Number: 5388567
Current Firm: Securities America Advisors, Inc.

Frederick Azzurro (CRD# 5388567) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Port Jefferson Station, NY and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Inc. Port Jefferson Station, NY Jun 2020 - Current 3
Securities America Advisors Port Jefferson Station, NY Jun 2020 - Current 3
Heritage Harbor Financial Associates (dba) Mt. Sinai, NY Aug 2016 - Current 7
Axa Advisors, LLC New York, NY Aug 2016 - Jun 2020 3
Mass Mutual Life Insurance Company Hauppauge, NY Jul 2016 - Aug 2016 < 1
Metlife Securities, Inc. Hauppauge, NY Jul 2007 - Aug 2016 9
Metropolitan Life Insurance Company Hauppauge, NY Jul 2007 - Jun 2016 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S65 NASAA Investment Advisors Law Examination Nov 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

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Contact Info for Frederick J. Azzurro
Phone Number: 402-399-9111
Registered State(s):
  • NJ
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    40,420
    MILLIONS
  • Total Number of Accounts
    211,150
    ACCOUNTS
  • Average Account Value
    $191,430
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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