Dean Di Maggio, financial advisor Port Washington NY
68 score

Dean Di Maggio

CRD Number: 1361857
Current Firm: Lincoln Investment

Dean Di Maggio (CRD# 1361857) is an Investment Advisor Representative working at Lincoln Investment in Port Washington, NY and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Lincoln Investment Planning, Inc. Wyncote, PA Oct 2009 - Current 7
Hrc Services, Inc. Glenwood Landing, NY May 1993 - Oct 2009 16
Hrc Financial Planners Westbury, NY Jan 1985 - Oct 2009 24
Halliday Research Corp Garden City, NY Jan 1985 - Oct 2009 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1986
S65 NASAA Investment Advisors Law Examination Mar 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Dean C. Di Maggio
Phone Number: 215-887-8111
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    5,982
    MILLIONS
  • Total Number of Accounts
    93,933
    ACCOUNTS
  • Average Account Value
    $63,688
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
68

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