Mark Goldman (CRD# 1649830) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Port Washington, NY and has over 37 years of experience in the finance industry. Mark Goldman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Raymond James Financial Services, Inc. | Port Washington, NY | Aug 2022 - Current | 1 |
| Raymond James Financial Services Advisors, Inc. | Port Washington, NY | Aug 2022 - Current | 1 |
| Goldman Financial Services | Port Washington, NY | Aug 2022 - Current | 1 |
| B. Riley Wealth Advisors, Inc. | Memphis, TN | Jul 2022 - Aug 2022 | < 1 |
| B. Riley Wealth Management | Glen Cove, NY | Mar 2007 - Aug 2022 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1987 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2007 |
- NY
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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