Patrick Grooms (CRD# 5721859) is an Investment Advisor Representative working at Spence Asset Management in Las Cruces, NM and has over 14 years of experience in the finance industry. Patrick Grooms has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6124487
Edward Jones
CRD# 2613802
Stifel, Nicolaus & Company, Incorporated
CRD# 4767863
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Spence Asset Management | Las Cruces, NM | Aug 2016 - Current | 7 |
| U.s. Bancorp Investments, Inc. | Las Cruces, NM | Jan 2013 - Aug 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2009 |
- NM
- TX
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Total Assets Under Management621MILLIONS
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Total Number of Accounts1,831ACCOUNTS
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Average Account Value$339,205
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, MD, MI, NM, NY, TX, WA
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