Baron Becker, financial advisor Portland ME
93 score

Baron Becker

CRD Number: 1868955
Current Firm: Robert W. Baird & Company Incorporated

Baron Becker (CRD# 1868955) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Portland, ME and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Robert W. Baird & Company Incorporated Portland, ME Nov 2012 - Current 4
Morgan Stanley Smith Barney Portland, ME Jun 2009 - Nov 2012 3
Citigroup Global Markets Inc. Portland, ME Sep 1999 - Nov 2012 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1993
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for Baron C. Becker
Phone Number: 414-765-3500
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    83,910
    MILLIONS
  • Total Number of Accounts
    90,406
    ACCOUNTS
  • Average Account Value
    $928,144
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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