Benjamin Sicoli, financial advisor Portland ME

Benjamin Sicoli

CRD Number: 7130082
Current Firm: Rbc Capital Markets, LLC

Benjamin Sicoli (CRD# 7130082) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Portland, ME and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank Portland, ME Nov 2019 - Current 3
Rbc Capital Markets, LLC Portland, ME Jun 2019 - Current 3
General Mills Inc. Minneapolis, MN Jul 2014 - Jun 2019 4
University Of Minnesota Minneapolis, MN Aug 2011 - Jun 2015 3
University Of Minnesota Minneapolis, MN Aug 2013 - May 2015 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2019
Contact Info for Benjamin A. Sicoli
Phone Number: 212-858-7000
Registered State(s):
  • ME
  • TX
By the Numbers
  • Total Assets Under Management
    183,481
    MILLIONS
  • Total Number of Accounts
    423,124
    ACCOUNTS
  • Average Account Value
    $433,634
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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