Karen Zaramba, financial advisor Portland ME
96 score

Karen Zaramba

CRD Number: 1874868
Current Firm: Charter Oak Capital Management

Karen Zaramba (CRD# 1874868) is an Investment Advisor Representative working at Charter Oak Capital Management in Portland, ME and has over 11 years of experience in the finance industry. Karen Zaramba has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Apr 2011 - Current 5
Charter Oak Capital Management Portsmouth, NH Mar 2011 - Current 5
Tag Securities, Inc. Dallas, TX Jun 2010 - Mar 2011 < 1
Aegis Capital LLC Charlotte, NC Nov 2009 - Mar 2011 1
Micg Investment Management Newport News, VA Nov 2009 - May 2010 < 1
Hunter Advisor, LLC Waltham, MA Sep 2009 - Sep 2009 < 1
Wells Fargo Advisors Portsmouth, NH Sep 2005 - Sep 2009 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2005
Contact Info for Karen L. Zaramba
Phone Number: 800-646-5720
Registered State(s):
  • ME
  • NH
By the Numbers
  • Total Assets Under Management
    370
    MILLIONS
  • Total Number of Accounts
    2,277
    ACCOUNTS
  • Average Account Value
    $162,394
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CT, FL, LA, MA, ME, NH, NJ, NY, TX, VA

Ready to hire a financial advisor? Get competitive proposals from Karen Zaramba and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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