Melissa Ligotti, financial advisor Portland ME

Melissa Ligotti

CRD Number: 6806125
Current Firm: Morgan Stanley

Melissa Ligotti (CRD# 6806125) is an Investment Advisor Representative working at Morgan Stanley in Portland, ME and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Portland, ME Feb 2020 - Current < 1
Ameriprise Financial Services Inc. Portland, ME May 2017 - Feb 2020 2
Gh Berlin Windward Westbrook, ME Jan 2006 - May 2017 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Melissa N. Ligotti
Phone Number: 914-225-5510
Registered State(s):
  • ME
  • TX
By the Numbers
  • Total Assets Under Management
    904,301
    MILLIONS
  • Total Number of Accounts
    1,863,328
    ACCOUNTS
  • Average Account Value
    $485,315
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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