Richard CloughCRD Number: 4446308
Current Firm: Advice And Planning Services
Richard Clough (CRD# 4446308) is an Investment Advisor Representative working at Advice And Planning Services in Portland, ME and has over 15 years of experience in the finance industry.
Saco River Financial Planning
|Tiaa||Portland, ME||Jul 2013 - Current||4|
|Tiaa-cref Individual & Institutional Services, LLC||Portland, ME||Jul 2013 - Current||4|
|Bank Of America, N.a.||Lewiston, ME||Sep 2011 - Jul 2013||1|
|Merrill Lynch, Pierce, Fenner And Smith Incorporated||Portland, ME||Sep 2009 - Jul 2013||3|
|Ing Investment Advisors||Lewiston, ME||Oct 2006 - Sep 2009||2|
|Ing Investment Advisors||Lewiston, ME||Jan 2004 - Oct 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2001|
|S65||NASAA Investment Advisors Law Examination||Dec 2003|
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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