Richard Clough, financial advisor Portland ME
93 score

Richard Clough

CRD Number: 4446308
Current Firm: Advice And Planning Services

Richard Clough (CRD# 4446308) is an Investment Advisor Representative working at Advice And Planning Services in Portland, ME and has over 15 years of experience in the finance industry.

Similar Advisors
Roy Ballentine, financial advisor Portland ME
Roy C. Ballentine
CRD# 1100859
Ballentine Partners
Score
96
Similar Advisors
Deborah Doucet, financial advisor Portland ME
Deborah J. Doucet
CRD# 4780023
Saco River Financial Planning
Score
96
Similar Advisors
Andrea Dubuc, financial advisor Portland ME
Andrea C. Dubuc
CRD# 5059003
Ballentine Partners
Score
96
Company Name Location Dates Years
Tiaa Portland, ME Jul 2013 - Current 3
Tiaa-cref Individual & Institutional Services, LLC Portland, ME Jul 2013 - Current 3
Bank Of America, N.a. Lewiston, ME Sep 2011 - Jul 2013 1
Merrill Lynch, Pierce, Fenner And Smith Incorporated Portland, ME Sep 2009 - Jul 2013 3
Ing Investment Advisors Lewiston, ME Oct 2006 - Sep 2009 2
Ing Investment Advisors Lewiston, ME Jan 2004 - Oct 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S65 NASAA Investment Advisors Law Examination Dec 2003
Contact Info for Richard S. Clough
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.