Scott Dow, financial advisor Portland ME

Scott Dow

CRD Number: 1258490
Current Firm: Northwestern Mutual Investment Services,llc
Compensation Model: Both
Scott Dow (CRD# 1258490) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Portland, ME and has over 16 years of experience in the finance industry.
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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI May 2007 - Current 13
Nml Equity Services,inc. Milwaukee, WI Jun 1984 - Current 36
Northwestern Mutual Investment Services, LLC Milwaukee, WI Mar 1984 - Current 36
The Northwestern Mutual Life Insurance C Milwaukee, WI Mar 1984 - Current 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1999
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Scott B. Dow
Phone Number: 866-664-7737
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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Data verified by both the advisor and the public regulatory data.

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