William Rice (CRD# 1732907) is an Investment Advisor Representative working at Capital Wealth Planning Services in Portland, ME and has over 31 years of experience in the finance industry. William Rice has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6528663
Ubs Financial Services Inc.
CRD# 2883211
R M Davis Inc.
CRD# 6647309
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Capital Wealth Planning Services, LLC | Portland, ME | Feb 2016 - Current | 8 |
| Sterne Agee And Leach, Inc. | Birmingham, AL | Nov 2012 - Current | 11 |
| Wr Rice Financial Svcs, LLC | Portland, ME | Mar 2012 - Current | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1993 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2003 |
- ME
-
Total Assets Under Management41MILLIONS
-
Total Number of Accounts62ACCOUNTS
-
Average Account Value$654,410
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
ME
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