Colleen KelleyCRD Number: 1355249
Current Firm: Charles Schwab & Company, Inc.
Colleen Kelley (CRD# 1355249) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Portland, OR and has over 11 years of experience in the finance industry. Colleen Kelley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Secondhalf Planning & Investment, LLC
Cable Hill Partners, LLC
Nw Tax & Wealth Advisory Group, Inc.
|Charles Schwab Bank||Portland, OR||Jan 2013 - Current||3|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Mar 2004 - Current||12|
|Schwab Private Client Investment Advisory, Inc.||Phoenix, AZ||Jan 2012 - Jan 2013||1|
|Charles Schwab Bank||Seattle, WA||Feb 2005 - Nov 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2004|
|S66||NASAA Uniform Combined State Law Examination||Dec 2009|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV