John Neumann, financial advisor Portland OR

John Neumann

CRD Number: 346726
Current Firm: Transamerica Financial Advisors, Inc.

John Neumann (CRD# 346726) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Portland, OR and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Portland, OR Jan 2012 - Current 10
Neumann & Assoc Dba Portland, OR May 2005 - Current 17
Wfg Portland, OR Apr 2002 - Current 20
The Breakers Condominium Assoc Neskowin, OR May 1991 - Current 31
Monte Bella Ranch LLC Sherwood, OR Nov 2002 - Dec 2015 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1992
S65 NASAA Investment Advisors Law Examination Oct 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John R. Neumann
Phone Number: 727-299-1800
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
    1,759
    MILLIONS
  • Total Number of Accounts
    50,030
    ACCOUNTS
  • Average Account Value
    $35,152
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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