Michael Brocker (CRD# 1951402) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Portland, OR and has over 27 years of experience in the finance industry.
CRD# 2602465
Cable Hill Partners, LLC
Score
104
CRD# 864818
Nw Tax & Wealth Advisory Group, Inc.
Score
70
CRD# 4457482
Secondhalf Planning & Investment, LLC
Score
106
| Company Name | Location | Dates | Years |
|---|---|---|---|
| M Holdings Securities, Inc. | Portland, OR | Mar 2009 - Current | 8 |
| Fortune Financial Holdings LLC | Minnetonka, MN | Jun 2000 - Current | 17 |
| North Star Brokerage Inc. | Minneapolis, MN | Oct 1988 - Current | 28 |
| North Star Consultants Inc. | Minneapolis, MN | Sep 1988 - Current | 28 |
| Minnesota Life Insurance Company | St. Paul, MN | Sep 1988 - Current | 28 |
| C.r.i. Securities, Inc. | St. Paul, MN | Oct 1990 - Mar 2009 | 18 |
| Securian Financial Services, Inc. | St. Paul, MN | Oct 1990 - Mar 2009 | 18 |
| Marathon Advisors, Inc. | Minneapolis, MN | Oct 1988 - Dec 2007 | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1989 |
- MN
-
Total Assets Under Management958MILLIONS
-
Total Number of Accounts2,758ACCOUNTS
-
Average Account Value$347,441
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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