Robert Porpora, financial advisor Portland OR
83 score

Robert Porpora

CRD Number: 1808926
Current Firm: Td Ameritrade, Inc.

Robert Porpora (CRD# 1808926) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Portland, OR and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Tdameritrade, Inc. Portland, OR Dec 2013 - Current 3
Cetera Financial Specialists LLC Schaumburg, IL Jan 2013 - Nov 2013 < 1
Cetera Investment Advisers LLC Schaumburg, IL Jan 2013 - Nov 2013 < 1
Unemployed/homemaker Aloha, OR Feb 2011 - Jan 2013 1
Fidelity Brokerage Services Tigard, OR Apr 2004 - Jan 2011 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1988
S66 NASAA Uniform Combined State Law Examination Jun 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert M. Porpora
Phone Number: (800) 669-3900
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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