Ronald Sloy, financial advisor Portland OR
66 score

Ronald Sloy

CRD Number: 1123348
Current Firm: Sloy Dahl & Holst Inc.

Ronald Sloy (CRD# 1123348) is an Investment Advisor Representative working at Sloy Dahl & Holst Inc. in Portland, OR and has over 20 years of experience in the finance industry. Ronald Sloy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sloy & Dahl & Holst, Inc. Portland, OR Jan 1981 - Current 35
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2000
S65 NASAA Investment Advisors Law Examination Jan 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Civil Judgement
Get Details on the FINRA Advisor Check site
Contact Info for Ronald J. Sloy
Phone Number: 503-248-9800
Firm Website: http://www.sdh-inc.com
Registered State(s):
  • OR
  • TX
By the Numbers
  • Total Assets Under Management
    691
    MILLIONS
  • Total Number of Accounts
    756
    ACCOUNTS
  • Average Account Value
    $914,402
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

CA, OR, TX, WA

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BADGES
66

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