Ryan BrownCRD Number: 2977255
Current Firm: Umpqua Investments, Inc.
Ryan Brown (CRD# 2977255) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 19 years of experience in the finance industry.
Secondhalf Planning & Investment, LLC
Cable Hill Partners, LLC
Nw Tax & Wealth Advisory Group, Inc.
|Umpqua Investments, Inc.||Portland, OR||Aug 2013 - Current||3|
|Unemployed||Portland, OR||Sep 2012 - Jul 2013||< 1|
|Charles Schwab Bank||Portland, OR||Jun 2011 - Sep 2012||1|
|Charles Schwab & Company, Inc.||Portland, OR||Oct 1997 - Sep 2012||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1998|
|S66||NASAA Uniform Combined State Law Examination||May 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management543MILLIONS
Total Number of Accounts2,318ACCOUNTS
Average Account Value$234,062
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SD, TX, UT, VA, WA, WI