Susan Schwarz, financial advisor Portland OR
93 score

Susan Schwarz

CRD Number: 5616603
Current Firm: Cetera Advisors LLC

Susan Schwarz (CRD# 5616603) is an Investment Advisor Representative working at Cetera Advisors LLC in Portland, OR and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisors LLC Denver, CO Mar 2013 - Current 3
Nuskin Excutive Portland, OR Mar 2008 - Current 8
Susan Schwarz, Exec Coach Portland, OR Jan 2002 - Current 14
3 Flags Center Partnership Charles, MO May 1993 - Current 23
Top Flite Financial West Linn, OR Oct 2011 - Aug 2013 1
Transamerica Financial Advisors, Inc. Portland, OR Jan 2012 - Mar 2013 1
World Financial Group Portland, OR Sep 2008 - Mar 2013 4
Adirondock LLC Portland, OR Mar 2005 - Feb 2013 7
Investment Advisors International Inc. Portland, OR Feb 2010 - Jan 2012 1
World Group Securities, Inc. Portland, OR Nov 2008 - Jan 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2008
S65 NASAA Investment Advisors Law Examination Dec 2009
Contact Info for Susan L. Schwarz
Phone Number: 800-929-3485
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
    9,424
    MILLIONS
  • Total Number of Accounts
    47,356
    ACCOUNTS
  • Average Account Value
    $199,001
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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