Ty GaroCRD Number: 5355597
Current Firm: Raymond James Financial Services Advisors, Inc.
Ty Garo (CRD# 5355597) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Portland, OR and has over 10 years of experience in the finance industry.
Secondhalf Planning & Investment, LLC
Smb Financial Services, Inc.
Cable Hill Partners, LLC
|Myrtle Tree Media, LLC||Clackamas, OR||Nov 2015 - Current||2|
|Garo Signs, LLC||Clackamas, OR||Apr 2013 - Current||5|
|Non-variable Insurance||Portland, OR||Sep 2010 - Current||7|
|Raymond James Financial Services, Inc.||Portland, OR||Mar 2010 - Current||8|
|The Commerce Company||Portland, OR||Mar 2010 - Current||8|
|Raymond James Financial Services Advisors, Inc.||Portland, OR||Mar 2010 - Current||8|
|J. Paul Kenote, Cpa, Pc||Portland, OR||Jul 2012 - Aug 2016||4|
|Ameriprise Financial Services Inc.||Beaverton, OR||Apr 2009 - Mar 2010||< 1|
|Ameriprise Financial Services, Inc.||Portland, OR||Jun 2007 - May 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management81,239MILLIONS
Total Number of Accounts280,698ACCOUNTS
Average Account Value$289,416
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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