William McShaneCRD Number: 1099025
Current Firm: Umpqua Investments, Inc.
William McShane (CRD# 1099025) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Portland, OR and has over 34 years of experience in the finance industry.
Secondhalf Planning & Investment, LLC
Smb Financial Services, Inc.
Cable Hill Partners, LLC
|Umpqua Investments, Inc.||Portland, OR||Jun 2009 - Current||8|
|Morgan Stanley Smith Barney||Portland, OR||Jun 2009 - Jun 2009||< 1|
|Citigroup Global Markets Inc.||Portland, OR||Aug 2005 - Jun 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1983|
|S65||NASAA Investment Advisors Law Examination||Jun 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management720MILLIONS
Total Number of Accounts2,332ACCOUNTS
Average Account Value$308,912
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SD, TN, TX, UT, VA, WA, WI